2010 Georgia Code 10-5-38 Case Law
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Graham W. Syfert, Esq.

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Phone: 904-383-7448
E-mail: graham@syfert.com
Fax: 904-638-4726

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One Click Case Law for § 10-5-38
O.C.G.A. § 10-5-37 <-- --> O.C.G.A. §10-5-39



2010 Georgia Code

TITLE 10 - COMMERCE AND TRADE

CHAPTER 5 - GEORGIA UNIFORM SECURITIES
ARTICLE 4 - REGISTRATION OF BROKER-DEALERS, AGENTS, AND INVESTMENT ADVISORS
§ 10-5-38 - Withdrawal of registration

O.C.G.A. 10-5-38 (2010)
10-5-38. Withdrawal of registration


Withdrawal of registration by a broker-dealer, agent, investment adviser, or investment adviser representative becomes effective 60 days after the filing of the application to withdraw or within any shorter period as provided by rule adopted or order issued under this chapter unless a revocation or suspension proceeding is pending when the application is filed. If a proceeding is pending, withdrawal becomes effective when and upon such conditions as required by rule adopted or order issued under this chapter. The Commissioner may institute a revocation or suspension proceeding under Code Section 10-5-41 within one year after the withdrawal became effective automatically and issue a revocation or suspension order as of the last date on which registration was effective if a proceeding is not pending.

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Graham W. Syfert, Esq., P.A.
Phone: 904-383-7448
Fax: 904-638-4726

graham@syfert.com